Series 86/87 Exams
Contents
- Deciphering Series 86/87 Exams: An Insightful Exploration
- Understanding the Significance
- Examining Exam Structure
- Unveiling Special Considerations: Tips and Strategies
- Navigating the Two-Part Exam
- Mastering Exam Logistics
- Exploring Prerequisites and Exemptions: Pathways to Certification
- Understanding SIE Exam Requirement
- Exemptions and Alternative Pathways
- Insider Insights: Key Questions and Expectations
- Anticipating Exam Content
Unlocking the Secrets of Series 86/87 Exams: A Comprehensive Guide
Embark on a journey to uncover the intricacies of the Series 86/87 exams, the gateway to becoming a proficient financial research analyst. Delve into the exam structure, content, prerequisites, and exemptions to gain a thorough understanding of what it takes to ace these crucial assessments.
Deciphering Series 86/87 Exams: An Insightful Exploration
Understanding the Significance
Explore the importance of Series 86/87 exams in ensuring the competency of financial research analysts. Learn how these exams play a vital role in upholding ethical standards and protecting investor interests in the financial industry.
Examining Exam Structure
Dive into the structure of the Series 86/87 exams, including the content covered in each part and the duration of the exams. Gain insights into the topics tested and the passing criteria for both Series 86 and Series 87 sections.
Unveiling Special Considerations: Tips and Strategies
Navigating the Two-Part Exam
Discover the nuances of the Series 86 and Series 87 sections, including the specific functions tested and the importance of regulatory knowledge and best practices. Explore strategies for effectively preparing for and tackling each part of the exam.
Mastering Exam Logistics
Get acquainted with the logistics of the Series 86/87 exams, including the number of questions, pretest questions, and time limits for each section. Learn about the absence of penalties for guessing and the closed-book nature of the exams.
Exploring Prerequisites and Exemptions: Pathways to Certification
Understanding SIE Exam Requirement
Learn about the Securities Industry Essentials (SIE) exam, a prerequisite for obtaining the research analyst designation. Explore the topics covered in the SIE exam and its role in assessing basic knowledge of securities.
Exemptions and Alternative Pathways
Discover exemptions from the Series 86 portion for candidates who have passed certain other examinations, such as the Chartered Financial Analyst (CFA) Exam or the Chartered Market Technician (CMT) Certification Examination. Explore alternative pathways for candidates without qualifying exemptions.
Insider Insights: Key Questions and Expectations
Anticipating Exam Content
Gain valuable insights into the types of questions and scenarios candidates can expect on the Series 86/87 exams. Explore key topics such as registration requirements for supervisors, obligations of sell-side equity analysts, and applicability of regulatory rules.