SEC & Regulatory Bodies
Environmental Protection Agency (EPA)
Securities and Exchange Commission (SEC)
What Is the Glass-Steagall Act?
Federal Communications Commission (FCC)
Federal Trade Commission (FTC)
SEC Form 144: Notice of Proposed Sale of Securities Overview
SEC Form 4: Statement of Changes in Beneficial Ownership Overview
International Organization for Standardization (ISO)
International Labor Organization (ILO)
Investment Advisers Act of 1940
Investment Company Act of 1940
Bureau of Labor Statistics (BLS)
Insider Trading Sanctions Act of 1984
Material Nonpublic Information
Basel Committee on Banking Supervision
Securities Industry Regulatory Authority (SIRA)
National Association of Securities Dealers (NASD)
National Futures Association (NFA)
North American Securities Administrators Association (NASAA)
Securities Exchange Act of 1934
Office of Thrift Supervision (OTS)
Options Clearing Corporation (OCC)
Ontario Securities Commission (OSC)
Federal Housing Finance Agency (FHFA)
American National Standards Institute (ANSI)
SEDAR: System for Electronic Document Analysis and Retrieval
Employee Benefits Security Administration (EBSA)
British Columbia Securities Commission (BCSC)
National Market System Plan (NMSP)
Investment Adviser Association (IAA)
Securities Transfer Agents Medallion Program
Alternative Investment Fund Managers Directive (AIFMD)
Congressional Oversight Panel (COP)
Multijurisdictional Disclosure System (MJDS)
Royal Institution Of Chartered Surveyors (RICS)
Financial Stability Oversight Council (FSOC)
Trade Reporting and Compliance Engine (TRACE)
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