Series 24

Mastering the Series 24 Exam: Your Guide to Securities Supervision

Unlocking the Series 24 Exam: An Overview

Discover the ins and outs of the Series 24 exam, also known as the General Securities Principal Qualification Examination, designed to assess the competency of individuals aspiring to supervise and manage branch activities at broker-dealers.

Demystifying the Series 24 Exam Content

Delve into the content of the Series 24 exam, covering key topics such as corporate securities, real estate investment trusts, trading, customer accounts, and regulatory compliance. Learn about the eligibility criteria and prerequisites for taking the exam, including the required securities industry essentials (SIE) exam and representative-level qualification exams.

Cracking the Series 24 Exam Structure and Format

Gain insights into the structure and format of the Series 24 exam, which comprises 150 scored questions and 10 non-scored questions. Understand the passing score criteria and examination duration, along with the prohibited materials and resources during the test.

Navigating the Job Functions Covered in the Series 24 Exam

Explore the five main job functions assessed in the Series 24 exam, including supervision of registration, general broker-dealer activities, customer-related activities, trading and market-making activities, and investment banking and research. Understand the scope of responsibilities and regulatory requirements associated with each function.

Preparing for Success in the Series 24 Exam

Equip yourself with the knowledge and resources needed to excel in the Series 24 exam, from comprehensive study materials to practical exam preparation strategies. Discover how to register for the exam and navigate the examination process with ease.